Trust Administration
Trust Administration
Fiduciary Compliance Library Checklist
by Josh Yager, JD, CFP, ChFC | Anodos Advisors
A prudent fiduciary will develop and maintain a compliance library, which documents their process, review, and administration of the assets for which they are responsible. For every duty of care identified in the Prudent Investor Act, the fiduciary should have an associated document that proves that they have acted prudently and in good faith under the circumstances.
Download this helpful checklist to learn what should be included in every compliance library.
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Fiduciary Compliance Library Checklist
The following memo is designed to provide a checklist of the key documents that should be included in every fiduciary’s compliance library. (Though California citations are provided, identical language from the Uniform Prudent Investor Act has been adopted by 44 States.)
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